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Deal Amt.
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$39,500,000
Transaction Details:
6.00% Cumulative Term Preferred Stock
Joint Book-Running Manager
August 2021
Issuer:
Priority Income Fund
$67,172,500
Transaction Details:
6.00% Cumulative Term Preferred Stock
Issuer:
Oxford Lane Capital Corporation
Transaction Role:
Joint Book-Running Manager
Month Year:
August 2021
$150,000,000
Transaction Details:
5.35% Cumulative Perpetual Preferred Stock
Co-Manager
July 2021
Issuer:
Prospect Capital Corp.
$30,000,000
Transaction Details:
6.50% Cumulative Term Preferred Stock
Joint Book-Running Manager
June 2021
Issuer:
Eagle Point Credit Company
$40,000,000
Transaction Details:
6.125% Cumulative Term Preferred Stock
Joint Book-Running Manager
June 2021
Issuer:
Priority Income Fund
$55,000,000
Transaction Details:
8.875% Cumulative Perpetual Preferred Stock
Joint Book-Running Manager
June 2021
Issuer:
Cadiz Inc.
Transaction Role:
Joint Book-Running Manager
$111,117,500
Transaction Details:
7.75% Cumulative Perpetual Preferred Stock
Co-Manager
May 2021
Issuer:
Babcock & Wilcox
$32,500,000
Transaction Details:
7.375% Cumulative Perpetual Preferred Stock
Joint Book-Running Manager
September 2020
Issuer:
B. Riley Financial
$115,000,000
Transaction Details:
6.75% Cumulative Perpetual Preferred Stock
Joint Book-Running Manager
October 2019
Issuer:
B. Riley Financial