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Priority Income Fund, Inc.-image
Priority Income Fund, Inc.
$39,500,000
Transaction Details:  

6.00% Cumulative Term Preferred Stock

Joint Book-Running Manager

August 2021

Issuer: Priority Income Fund
Oxford Lane Capital Corp.-image
Oxford Lane Capital Corp.
$67,172,500
Transaction Details:

6.00% Cumulative Term Preferred Stock

Issuer: Oxford Lane Capital Corporation
Transaction Role: Joint Book-Running Manager
Month Year: August 2021
B. Riley Financial, Inc.-image
B. Riley Financial, Inc.
$316,250,000
Transaction Details:  

5.25% Senior Unsecured Baby Bonds due 2028

Joint Book-Running Manager

August 2021

Issuer: B. Riley Financial
Prospect Capital Corp.-image
Prospect Capital Corp.
$150,000,000
Transaction Details:

5.35% Cumulative Perpetual Preferred Stock

Co-Manager

July 2021

Issuer: Prospect Capital Corp.
Terra Property Trust, Inc.-image
Terra Property Trust, Inc.
$85,125,000
Transaction Details:

6.00% Senior Unsecured Baby Bonds due 2026

Joint Book-Running Manager

June 2021

Issuer: Terra Property Trust
Eagle Point Credit Company-image
Eagle Point Credit Company
$30,000,000
Transaction Details:

6.50% Cumulative Term Preferred Stock

Joint Book-Running Manager

June 2021

Issuer: Eagle Point Credit Company
Priority Income Fund, Inc.-image
Priority Income Fund, Inc.
$40,000,000
Transaction Details:

6.125% Cumulative Term Preferred Stock

Joint Book-Running Manager

June 2021

Issuer: Priority Income Fund
Cadiz, Inc.-image
Cadiz, Inc.
$55,000,000
Transaction Details:  

8.875% Cumulative Perpetual Preferred Stock

Joint Book-Running Manager

June 2021

Issuer: Cadiz Inc.
Transaction Role: Joint Book-Running Manager
Babcock & Wilcox-image
Babcock & Wilcox
$111,117,500
Transaction Details:

7.75% Cumulative Perpetual Preferred Stock

Co-Manager

May 2021

Issuer: Babcock & Wilcox
Oxford Square Credit Corp.-image
Oxford Square Credit Corp.
$80,500,000
Transaction Details:

5.50% Senior Unsecured Baby Bonds due 2028

Joint Lead Manager

May 2021

Issuer: Oxford Square Credit Corp.
B. Riley Financial, Inc.-image
B. Riley Financial, Inc.
$32,500,000
Transaction Details:  

7.375% Cumulative Perpetual Preferred Stock

Joint Book-Running Manager

September 2020

Issuer: B. Riley Financial
B. Riley Financial, Inc.-image
B. Riley Financial, Inc.
$132,250,000
Transaction Details:  

6.375% Senior Unsecured Baby Bonds due 2035

Joint Book-Running Manager

February 2020

Issuer: B. Riley Financial
B. Riley Financial, Inc.-image
B. Riley Financial, Inc.
$115,000,000
Transaction Details:  

6.75% Cumulative Perpetual Preferred Stock

Joint Book-Running Manager

October 2019

Issuer: B. Riley Financial